Senior Compliance Assurance Officer
Kuala LumpurAll jobs in Kuala Lumpur (82)Full-time
The Senior Compliance Assurance Officer plays a key role in delivering effective, risk-based compliance assurance across the EMAP region. This role is suited to someone who can combine strong hands-on assurance delivery with a broader responsibility to contribute to the continuous improvement across the function.
You will lead and support compliance assurance reviews across a broad and varied business environment, working with stakeholders to assess controls, identify and test compliance risks, report findings clearly, and help drive actions through to resolution.
What You'll Be Doing:
Lead assurance reviews and regional delivery
Plan and execute compliance assurance reviews in line with the Global Compliance Management Programme and the annual EMAP Compliance Assurance Plan
Define review scope, testing approach, and review programmes
Build and perform testing of compliance controls
Conduct fieldwork, reviews, and fact-finding meetings
Maintain clear, accurate, and high-quality working papers
Turn findings into action
Prepare reports that clearly set out findings, risks, conclusions, and required actions
Work with business owners and management to agree practical action plans and mitigation steps
Track agreed actions through to closure and report on progress
Escalate high-risk issues where appropriate
Shape the wider assurance approach
Support the Head of Compliance Assurance in developing and implementing the compliance risk monitoring and testing process
Provide input into the annual Compliance Assurance Plan
Support other EMAP Compliance colleagues in undertaking compliance testing and applying a consistent assurance approach
Help maintain and evolve the EMAP Compliance Assurance methodology, reporting templates, and GenAI tooling to improve productivity and effectiveness
This role will be reporting to the Head of Compliance, Monitoring, EMEA, APAC.
What You'll need to bring to the team:
Good working knowledge of EU privacy and data protection regulation and its key principles
Experience planning and delivering assurance or testing reviews from scoping through reporting
Confidence using Excel and PowerPoint and developing or maintaining analysis and reporting tools
Strong organisation, planning, and project management capability
Around 5 years of experience in monitoring, testing, assurance, or audit within regulatory compliance
Experience working in a substantial regulated organisation, ideally in Financial Services
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